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Falling Number

In this article we will look at the method used to determine enzymatic activity
as determined by the Falling Number Apparatus.



The Falling Number method was first described by Hagberg and Perten in
the early 1960’s for the purpose of providing a rapid means of determining the
extent of sprout damage in wheat or rye (Doty, 1980). It has found widespread
acceptance because of its rapid analysis time, simple operation, and high
degree of reproducibility (Pyler, 1986). Sprout damage in wheat is of critical
concern if the end-use for the flour being milled is bread production. As little
as 5% heavily sprouted wheat in a mill mix of otherwise sound grain can make
the mixture unacceptable for bread production (Perten, 1985). Sprouting in
wheat results in a higher than normal level of alpha-amylase in the flour. Wheat
that has been harvested before sprouting has occurred contains low levels of
alpha-amylase (Posner, 1997).



α-amylase is of greater concern in bread production than β-amylase for
four reasons: (1) it is able to hydrolyze damaged raw starch; (2) it has a higher
thermal stability allowing it to act on gelatinizing starch for 3-4 minutes when
the interior of the bread loaf is 140-150F, (3) it is stable at the common pH of
bread dough: 5.0 - 5.6, and (4) it is activated by calcium ions that inactivate β-
amylase (Pyler, 1986). In addition to this, β-amylase is only able to act upon
the non-reducing ends of starch chains from which it splits off maltose, and it
is unable to act upon intact raw starch (Doty, 1980). The activity of β-amylase
is also dependent upon the level of starch damage in the flour as damaged
starch has more sites at which β-amylase can act. Starch is damaged in the
milling process and typically accounts for around 8% of the total starch in hard
wheat flours (Pyler, 1986).



α-amylase is far more able to reduce the long starch molecules into
smaller pieces upon which the β-amylase can act. α-amylase is able to act upon
interior portions of the starch molecules. The result of this is that the β-
amylase now has more open sites upon which is can act and produce more
maltose molecules: a source of energy for yeast involved in fermentation. It is
the combined action of these two molecules that can convert nearly the entire
starch molecule into fermentable sugar (Doty, 1980)



This amylolytic action in dough occurs once the dough ingredients are
combined and mixed. The conversion of starch to maltose and other yeast
fermentable sugars is critical to the bread baking process. This conversion
results in several changes in dough properties including: a decrease in
absorption capacity, a slackening of dough consistency, and the development
of a stickier dough. The rate at which these changes occur is directly
proportional to the amount of starch damage and α-amylase level of the flour.
As we noted above, flour milled from sound, un-sprouted wheat has a very low
amylase content and requires supplemental α-amylase to have the required
functional properties for bread production. Hard wheat flours typically have a
total sugar content of 1.5%. This level is initially boosted to 2.0 to 2.5% during
mixing by the rapid action of α-amylase upon the damaged starch (Pyler, 1986).



Typically, wheat is harvested once the grain has dried to an appropriate
moisture level that takes into consideration both optimality for harvest and
suitability for prolonged storage. In a dry, normal growing season this is done
before the grain has had a chance to germinate and sprout. The direct
implication of this is that alpha-amylase levels are typically quite low and
supplementation of the milled flour must occur. The Falling Number Method is
used to measure the level of alpha-amylase activity in newly harvested wheat as a
means of detecting sprout damage and as a method for determining the proper
supplementation rates of barley malt, or other alpha-amylase enrichment (Doty,
1980).



Bread flours with normal diastatic activity (milled from sound, un-
sprouted wheat and supplemented with alpha-amylase through the addition of
barley malt, or fungal amylase) typically having falling number values in the
range of 220 to 250 seconds. Flours deficient in diastatic activity will typically
have values in excess of 400 seconds and over supplemented flours or flour
milled from sprout damaged wheat can have the minimum value of 60 seconds.



The Falling Number Method is based on the starch liquefying action of alpha-
amylase and expresses this as the time in seconds required to stir and allow the
stirrer to fall a measured distance through a heated aqueous flour gel that is
undergoing liquefaction (Pyler, 1980). The instrument consists of a boiling
water bath, a stirring head, and a timer. Also needed are, a test tube and a
stirring rod. The stirring head consists of motors and gears which allows for
precise and uniform stirring insuring reproducibility of the results (Doty, 1980).



The procedure for flour involves mixing 7 g of flour with 25 mL of
distilled water in a test tube. The tube is shaken and the stirring rod is
inserted and then the whole assembly is placed in the boiling water bath. The
timer is automatically started and a stirring process is activated and continues
for 55 seconds and a rate of 2 strokes per second. At the end of 60 seconds the
stirring rod is released from the up position and allowed to fall through the
heated flour-water slurry. Upon completion of the vertical fall the timer stops
and displays the elapsed time in seconds (Pyler, 1986). The descent of the
stirring rod through the slurry is related to the amylase activity of the
sample. Upon completion of the stirring action the amylase present in the
flour starts to break down the gelatinized starch reducing the viscosity of the
slurry (Doty, 1980).



If analysis of a wheat sample is required then a 300 g sample is ground in
a hammer mill to obtain a flour sample. From here the procedure is the same
as above for the flour sample (Doty, 1980).



There are several factors that have the potential to affect the results of
the Falling Number Method. These include the sampling method, the
preparation of the samples, moisture content of the samples, boiling
temperature (affected by altitude), heat treatment of the grain, and the
stirring procedure (Perten, 1967). This last issue is not of particular
importance today as the Falling Number Instruments most commonly found are
fully automated and require little operator input aside from the initial shaking
of the sample.



The falling number method as described is an absolutely essential
analysis technique in both the milling and baking industries. As alpha-amylase
plays such a critical role in baking, the development of this rapid, simple, and
highly reproducible technique has proven to be invaluable.


This article was originally posted: April 30, 2007.
Changes were made to this article on: June 08, 2007.

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Scratch Baking Company is located in South Portland, Maine-not a locale known for its bagel making traditions. This current location is the bakery's second home and is really a lovely space just off Willard Square not far from the beach.
Starch damage occurs during the milling process and while it is simply 'what happens' when you grind wheat kernels into flour it is of critical importance in the successful conversion of flour into leavened bread.
Notes from fermentator.com
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